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Regulatory Intelligence Solutions

An effective risk management and compliance program necessitates a strong understanding of the complex and changing regulatory environment and the deployment of that knowledge to the right people, enabling the right decisions at all levels of the organization.

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The Fundamentals of Market Risk Rules

(Published January 8, 2020) Read our recently published article where our experts dive deeper into what needs to be done to achieve a successful FRTB implementation.

SECURE Act: Summary of Changes to IRAs

(Published January 15, 2020) The perfect storm hit the retirement plan world when the Setting Every Community Up for Retirement Enhancement Act of 2019 was signed by President Trump on Friday, December 20. Changes that significantly affect IRA rules will likely be followed by additional clarification from the IRS in the form of Notices, Revenue Rulings, Announcements, and Regulations. This article summarizes some of the more significant changes the SECURE Act has made to IRAs.

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Managing regulatory change is no easy task

 
 
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Managing the Risk of Regulatory Change White Paper

 
 
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