Compliance Testing | Wolters Kluwer OneSumX
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OneSumX for Compliance Testing

  • Compliance testing ensures that policies, procedures and other compliance controls are being operated effectively throughout your organization. The results of these tests can provide needed insight into the performance of individual controls as well the overall health of the compliance program.

    OneSumX for Compliance Testing will allow you to:

    • Manage tests of controls within test programs
    • Assign and manage resources with program responsibility
    • Use pre-designed or custom checklists to record and report on results
    • Raise and address issues through the assessment process
    • Reveal insufficiently controlled areas
    • Manage workflow and approval of test programs

    Test Libraries

    OneSumX for Compliance Testing comes with a pre-installed library of financial services regulatory checklists created by our industry leading subject matter experts and operational consultants. Each question within the testing procedures references the regulatory citation from which it is sourced. These testing procedures are then updated on an ongoing basis to accommodate changes to the regulations and industry best practices.