Compliance Issues and Actions | Wolters Kluwer Financial Services OneSumX
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Compliance Issues and Actions

  • OneSumX GRC manages issues and actions in a central database to promote understanding and report risk consistently and automatically across the organization.

    OneSumX GRC Issues and Actions can be used as a single repository for issue and action recording and management. Issues and actions are linked across the solution and can be included in workflows. Its common issue and action management capability allows issues to be linked to risks, controls, and incidents. Issues and associated actions can be allocated to users and their resolution is recorded, tracked and reported automatically.

    • Allows users to raise, prioritize and assign issues throughout the system
    • Issues can be associated and tracked back to policies, risks, controls or losses
    • Effective Issue and Action workflow to resolve and close out issues within a set timeline
    • Require the raising of Issues out of failed control monitoring, KRI’s that are beyond acceptable thresholds or other critical activities